LPL Financial LLC NBSM — NEUBERGER BERMAN ETF TRUST

Ownership history in LPL Financial LLC  ·  6 quarters on record

AI Ownership Summary

LPL Financial LLC reported NEUBERGER BERMAN ETF TRUST (NBSM) in 6 quarterly 13F filings from 2024 Q4 through 2026 Q1. The latest visible filing shows NBSM at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this NBSM ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was LPL Financial LLC's position in NEUBERGER BERMAN ETF TRUST, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q1

NBSM was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.0% in 2025 Q3

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2024 Q4 to 2026 Q1

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

NBSM stock page LPL Financial LLC fund profile LPL Financial LLC full holdings
How LPL Financial LLC held NBSM — position size vs. price
% of Fund (quarterly)    NBSM price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 6 quarters  ▾
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q1 REDUCED — — — 320,403 -77,762 -19.5% 0.00% $8.1M 2026-05-06 $26.91
2025 Q4 REDUCED — — — 398,165 -5,419 -1.3% 0.00% $10.0M 2026-02-11 $27.36
2025 Q3 ADDED — — — 403,584 +108,915 +37.0% 0.00% $10.2M 2025-11-12 $25.28
2025 Q2 ADDED — — — 294,669 +186,748 +173.0% 0.00% $7.4M 2025-08-12 $25.62
2025 Q1 ADDED — — — 107,921 +88,678 +460.8% 0.00% $2.6M 2025-05-07 $23.72
2024 Q4 INITIATED — — — 19,243 — — 0.00% $488K 2025-02-11 $25.22

🏢 Other funds also holding NBSM

As of 2026 Q1 — sorted by position size

STAGE HARBOR FINANCIAL, LLC 3.97% Broadway Wealth Solutions, Inc. 1.58% MOTCO 3Y 7Y 0.15% BARNES PETTEY FINANCIAL ADVISORS, LLC 3Y 0.11% Neuberger Berman Group LLC 3Y 7Y 0.1% BARRETT & COMPANY, INC. 0.03% EXCHANGE TRADED CONCEPTS, LLC 3Y 0.02% Cambridge Investment Research Advisors, Inc. 3Y 7Y 0.01% RAYMOND JAMES FINANCIAL INC 0.0% JONES FINANCIAL COMPANIES LLLP 3Y 7Y 0.0%

FAQ About LPL Financial LLC and NBSM

These are the practical questions this page is built to answer before you even open the full history table.

How long has LPL Financial LLC reported owning NBSM?

LPL Financial LLC reported NBSM across 6 quarterly 13F filings, from 2024 Q4 through 2026 Q1.

What was the largest reported NBSM position in LPL Financial LLC's portfolio?

The largest reported portfolio weight for NBSM was 0.00% in 2025 Q3.

What is the latest reported NBSM position on this page?

The most recent filing on this page is 2026 Q1, when LPL Financial LLC reported 320,403 shares, equal to 0.00% of portfolio, with an estimated market value of $8.1M.

What does the chart on this NBSM ownership page compare?

The chart compares LPL Financial LLC's quarterly NBSM portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

How well did LPL Financial LLC time their NBSM position?

Based on 13F filing dates vs. subsequent NBSM price moves, LPL Financial LLC correctly timed 3 out of 5 reported position changes (60%). The annualised alpha on NBSM relative to SPY over the holding period was -10.9%.

← Back to LPL Financial LLC Holdings