PENNINGTON PARTNERS & CO., LLC HTGC — HERCULES CAPITAL INC

Ownership history in PENNINGTON PARTNERS & CO., LLC  ·  6 quarters on record

AI Ownership Summary

PENNINGTON PARTNERS & CO., LLC reported HERCULES CAPITAL INC (HTGC) in 6 quarterly 13F filings from 2024 Q4 through 2026 Q1. Peak portfolio weight reached 1.06% in 2025 Q1. The latest visible filing shows HTGC at 0.49% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this HTGC ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was PENNINGTON PARTNERS & CO., LLC's position in HERCULES CAPITAL INC, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q1

HTGC was reported at 0.49% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
1.06% in 2025 Q1

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2024 Q4 to 2026 Q1

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

HTGC stock page PENNINGTON PARTNERS & CO., LLC fund profile PENNINGTON PARTNERS & CO., LLC full holdings
How PENNINGTON PARTNERS & CO., LLC held HTGC — position size vs. price
% of Fund (quarterly)    HTGC price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 6 quarters  ▾
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q1 UNCHANGED — — — 96,700 — 0% 0.49% $1.4M 2026-05-14 $15.50
2025 Q4 UNCHANGED — — — 96,700 — 0% 0.73% $1.8M 2026-02-17 $14.89
2025 Q3 UNCHANGED — — — 96,700 — 0% 0.87% $1.8M 2025-11-14 $16.52
2025 Q2 UNCHANGED — — — 96,700 — 0% 0.95% $1.8M 2025-08-14 $17.72
2025 Q1 UNCHANGED — — — 96,700 — 0% 1.06% $1.9M 2025-05-14 $15.76
2024 Q4 INITIATED — — — 96,700 — — 0.96% $1.9M 2025-02-14 $18.09

🏢 Other funds also holding HTGC

As of 2026 Q1 — sorted by position size

Muzinich & Co., Inc. 3Y 7Y 6.98% Melia Wealth LLC 5.72% PANORAMIC INVESTMENT ADVISORS, LLC 3Y 5.72% Sound Income Strategies, LLC 3Y 7Y 2.38% Significant Wealth Partners LLC 2.28% SMH CAPITAL ADVISORS INC 3Y 7Y 1.84% Triad Investment Management 3Y 7Y 1.83% Gilman Hill Asset Management, LLC 3Y 7Y 1.38% Taylor Frigon Capital Management LLC 3Y 7Y 1.33% SHARPEPOINT LLC 1.25%

FAQ About PENNINGTON PARTNERS & CO., LLC and HTGC

These are the practical questions this page is built to answer before you even open the full history table.

How long has PENNINGTON PARTNERS & CO., LLC reported owning HTGC?

PENNINGTON PARTNERS & CO., LLC reported HTGC across 6 quarterly 13F filings, from 2024 Q4 through 2026 Q1.

What was the largest reported HTGC position in PENNINGTON PARTNERS & CO., LLC's portfolio?

The largest reported portfolio weight for HTGC was 1.06% in 2025 Q1.

What is the latest reported HTGC position on this page?

The most recent filing on this page is 2026 Q1, when PENNINGTON PARTNERS & CO., LLC reported 96,700 shares, equal to 0.49% of portfolio, with an estimated market value of $1.4M.

What does the chart on this HTGC ownership page compare?

The chart compares PENNINGTON PARTNERS & CO., LLC's quarterly HTGC portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

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