Spectrum Asset Management, Inc. — 13F Holdings

2026 Q1  ·  4 Positions

2026 Q1 Portfolio Activity

In 2026 Q1, Spectrum Asset Management, Inc. maintained a portfolio of 4 distinct positions. The fund also reduced its exposure to INVESCO EXCH TRADED FD TR II by 81.2%.
Position History hover any row below to update
Loading…
Spectrum Asset Management, Inc. Stamford, CT Asset Manager / Preferred Securities Specialist AUM $42M
PCA Score Concentration Risk
Risk ENB
Total Positions
4
Quarter
2026 Q1
Top Holding
PGX (84.8%)
Top 10 Concentration
100.0%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-4 of 4

Spectrum Asset Management, Inc. Full Holdings List — 2026 Q1

Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
PGX
INVESCO EXCH TR...
Preferred 84.85% 75.99% #1
Prev: #1
6.0
-1,469,681 -27.4%
P
S
3,902,745 $42,461,870 2020 Q1 13F Filing 2026-03-31 2026-05-04
WFC/PRL
WELLS FARGO & C...
Preferred 7.93% 5.32% #2 1
Prev: #3
5.2
-50 -1.4%
P
S
3,437 $3,969,735 2010 Q3 13F Filing 2026-03-31 2026-05-04
VRP
INVESCO EXCH TR...
Preferred 5.09% 17.27% #3 1
Prev: #2
3.0
-458,059 -81.2%
P
S
106,122 $2,544,826 2022 Q3 13F Filing 2026-03-31 2026-05-04
BAC/PRL
BANK AMERICA CO...
Preferred 2.14% 1.41% #4
Prev: #4
2.4
no change no change
P
S
897 $1,068,829 2010 Q4 13F Filing 2026-03-31 2026-05-04
Showing 1-4 of 4 holdings

Unlock Full Spectrum Asset Management, Inc. Analysis

PRO subscribers get access to all historical quarters, Excel/CSV exports, Portfolio Concentration Analytics (PCA), and Risk-Based ENB.

Full Historical Quarters
Excel & CSV Export
PCA & Risk-Based ENB
Auto Cost Basis
Position Change Alerts
Price-Held Analytics
Full history →