VAUGHAN & Co SECURITIES, INC. — 13F Holdings

2026 Q1  ·  59 Positions

2026 Q1 Portfolio Activity

In 2026 Q1, VAUGHAN & Co SECURITIES, INC. maintained a portfolio of 59 distinct positions. The most significant new addition was EXXON MOBIL CORP, now representing 0.12% of the total fund value. They heavily accumulated shares in APPLE INC, increasing the position by 9.8%.
Position History hover any row below to update
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VAUGHAN & Co SECURITIES, INC. Chicago, IL Broker-Dealer / Investment Advisor AUM $190M
Fund Overview SEC EDGAR
PCA Score Concentration Risk
Risk ENB
To Excel To CSV
Total Positions
59
Quarter
2026 Q1
Top Holding
HDV (12.8%)
Top 10 Concentration
81.5%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 59
Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
HDV
ISHARES TR
ETF 12.80% 11.70% #1 3
Prev: #4
6.5
—
-4,399 -2.4%
P
S
181,662 $24,655,228 2019 Q4 13F Filing 2026-03-31 2026-04-27
GSLC
GOLDMAN SACHS E...
ETF 12.08% 12.77% #2
Prev: #2
6.0
—
-619 -0.3%
P
S
185,931 $23,265,489 2019 Q4 13F Filing 2026-03-31 2026-04-27
IWF
ISHARES TR
ETF 11.84% 12.91% #3 2
Prev: #1
5.5
—
729 1.4%
P
S
53,483 $22,805,163 2019 Q4 13F Filing 2026-03-31 2026-04-27
IWO
ISHARES TR
ETF 11.80% 12.33% #4 1
Prev: #3
5.0
—
-1,375 -1.9%
P
S
72,425 $22,727,779 2019 Q4 13F Filing 2026-03-31 2026-04-27
ISCV
ISHARES TR
ETF 10.59% 10.66% #5
Prev: #5
5.0
—
-7,557 -2.5%
P
S
293,423 $20,395,820 2022 Q2 13F Filing 2026-03-31 2026-04-27
IEMG
ISHARES INC
ETF 7.73% 7.65% #6
Prev: #6
3.6
—
-6,733 -3.1%
P
S
213,465 $14,889,155 2019 Q4 13F Filing 2026-03-31 2026-04-27
IEFA
ISHARES TR
ETF 7.08% 6.98% #7
Prev: #7
3.3
—
-85 -0.1%
P
S
150,731 $13,645,703 2019 Q4 13F Filing 2026-03-31 2026-04-27
IXN
ISHARES TR
ETF 4.59% 4.96% #8
Prev: #8
2.3
—
-2,911 -3.2%
P
S
88,375 $8,834,897 2022 Q2 13F Filing 2026-03-31 2026-04-27
EFAV
ISHARES TR
ETF 1.48% 1.41% #9
Prev: #9
1.1
—
-474 -1.5%
P
S
31,237 $2,854,099 2019 Q4 13F Filing 2026-03-31 2026-04-27
DES
WISDOMTREE TR
Unknown 1.46% 1.36% #10
Prev: #10
1.6
—
no change no change
P
S
78,492 $2,820,988 2019 Q4 13F Filing 2026-03-31 2026-04-27
AAPL
APPLE INC
Technology 1.12% 1.09% #11
Prev: #11
2.4
—
761 9.8%
P
S
8,493 $2,155,439 2019 Q4 13F Filing 2026-03-31 2026-04-27
VWO
VANGUARD INTL E...
ETF 1.08% 1.07% #12
Prev: #12
1.4
—
no change no change
P
S
38,391 $2,075,034 2019 Q4 13F Filing 2026-03-31 2026-04-27
SPY
STATE STR SPDR ...
ETF 0.73% 0.76% #13
Prev: #13
1.3
—
no change no change
P
S
2,150 $1,398,268 2021 Q2 13F Filing 2026-03-31 2026-04-27
DVY
ISHARES TR
ETF 0.70% 0.65% #14 2
Prev: #16
1.3
—
no change no change
P
S
8,845 $1,339,188 2019 Q4 13F Filing 2026-03-31 2026-04-27
ISCG
ISHARES TR
ETF 0.70% 0.70% #15
Prev: #15
0.8
—
-111 -0.5%
P
S
24,435 $1,339,011 2022 Q4 13F Filing 2026-03-31 2026-04-27
IUSG
ISHARES TR
Warrant 0.66% 0.71% #16 2
Prev: #14
1.3
—
no change no change
P
S
8,172 $1,267,503 2022 Q4 13F Filing 2026-03-31 2026-04-27
SPY
STATE STR SPDR ...
PUT
PUT Option 0.64% — #17
Prev: #—
3.8
—
1,900 —
NEW
 1,900 $1,235,646 2021 Q2 13F Filing 2026-03-31 2026-04-27
VLO
VALERO ENERGY C...
Energy 0.59% 0.40% #18 7
Prev: #25
0.7
—
-178 -3.7%
P
S
4,578 $1,131,133 2021 Q4 13F Filing 2026-03-31 2026-04-27
IJS
ISHARES TR
ETF 0.53% 0.50% #19 2
Prev: #17
1.2
—
no change no change
P
S
8,581 $1,016,420 2019 Q4 13F Filing 2026-03-31 2026-04-27
BMY
BRISTOL-MYERS S...
Healthcare 0.49% 0.45% #20 1
Prev: #21
0.7
—
-593 -3.7%
P
S
15,650 $949,173 2019 Q4 13F Filing 2026-03-31 2026-04-27
IWN
ISHARES TR
ETF 0.48% 0.46% #21 2
Prev: #19
0.7
—
-41 -0.8%
P
S
4,918 $932,421 2019 Q4 13F Filing 2026-03-31 2026-04-27
GSK
GSK PLC
Healthcare 0.48% 0.45% #22
Prev: #22
0.7
—
-784 -4.4%
P
S
16,873 $931,221 2019 Q4 13F Filing 2026-03-31 2026-04-27
CVX
CHEVRON CORPORA...
Energy 0.47% 0.35% #23 9
Prev: #32
0.7
—
-48 -1.1%
P
S
4,371 $904,360 2019 Q4 13F Filing 2026-03-31 2026-04-27
UPS
UNITED PARCEL S...
Industrials 0.43% 0.45% #24 4
Prev: #20
0.7
—
-465 -5.3%
P
S
8,388 $825,212 2019 Q4 13F Filing 2026-03-31 2026-04-27
VZ
VERIZON COMMUNI...
Communication Services 0.42% 0.35% #25 8
Prev: #33
0.7
—
-315 -1.9%
P
S
16,106 $808,522 2019 Q4 13F Filing 2026-03-31 2026-04-27
EMN
EASTMAN CHEM CO
Basic Materials 0.41% 0.36% #26 5
Prev: #31
0.7
—
-318 -3.0%
P
S
10,458 $798,155 2025 Q3 13F Filing 2026-03-31 2026-04-27
OKE
ONEOK INC NEW
Energy 0.41% 0.34% #27 9
Prev: #36
0.7
—
-229 -2.6%
P
S
8,736 $789,648 2022 Q3 13F Filing 2026-03-31 2026-04-27
PM
PHILIP MORRIS I...
Consumer Defensive 0.40% 0.40% #28 4
Prev: #24
0.7
—
-171 -3.5%
P
S
4,659 $770,320 2019 Q4 13F Filing 2026-03-31 2026-04-27
AGG
ISHARES TR
ETF 0.40% 0.39% #29 3
Prev: #26
0.7
—
211 2.8%
P
S
7,752 $769,563 2019 Q4 13F Filing 2026-03-31 2026-04-27
OGE
OGE ENERGY CORP
Utilities 0.40% 0.36% #30
Prev: #30
0.7
—
-101 -0.6%
P
S
16,009 $767,792 2021 Q1 13F Filing 2026-03-31 2026-04-27
IBM
INTERNATIONAL B...
Technology 0.38% 0.48% #31 13
Prev: #18
0.7
—
-106 -3.4%
P
S
3,035 $735,654 2019 Q4 13F Filing 2026-03-31 2026-04-27
MMM
3M CO
Industrials 0.37% 0.42% #32 9
Prev: #23
0.6
—
-156 -3.1%
P
S
4,955 $719,615 2019 Q4 13F Filing 2026-03-31 2026-04-27
IJT
ISHARES TR
Warrant 0.37% 0.36% #33 5
Prev: #28
1.1
—
no change no change
P
S
4,940 $714,868 2019 Q4 13F Filing 2026-03-31 2026-04-27
BMO
BANK MONTREAL M...
Financial Services 0.37% 0.36% #34 7
Prev: #27
0.6
—
-163 -3.0%
P
S
5,248 $710,265 2019 Q4 13F Filing 2026-03-31 2026-04-27
VLY
VALLEY NATL BAN...
Financial Services 0.35% 0.34% #35
Prev: #35
0.6
—
-1,616 -2.9%
P
S
55,065 $676,199 2024 Q2 13F Filing 2026-03-31 2026-04-27
PPL
PPL CORP
Utilities 0.33% 0.31% #36 4
Prev: #40
0.6
—
-472 -2.7%
P
S
16,768 $640,538 2019 Q4 13F Filing 2026-03-31 2026-04-27
VICI
VICI PPTYS INC
Real Estate 0.33% 0.34% #37 3
Prev: #34
0.6
—
-164 -0.7%
P
S
23,445 $640,518 2021 Q4 13F Filing 2026-03-31 2026-04-27
NWE
NORTHWESTERN EN...
Utilities 0.32% 0.32% #38
Prev: #38
0.6
—
-307 -3.2%
P
S
9,389 $619,111 2022 Q3 13F Filing 2026-03-31 2026-04-27
RCI
ROGERS COMMUNIC...
Communication Services 0.32% 0.32% #39
Prev: #39
0.6
—
-374 -2.3%
P
S
15,837 $608,933 2019 Q4 13F Filing 2026-03-31 2026-04-27
CVS
CVS HEALTH CORP
Healthcare 0.31% 0.36% #40 11
Prev: #29
0.6
—
-344 -3.9%
P
S
8,384 $602,139 2025 Q1 13F Filing 2026-03-31 2026-04-27
ABBV
ABBVIE INC
Healthcare 0.31% 0.33% #41 4
Prev: #37
0.6
—
-59 -2.1%
P
S
2,741 $596,141 2019 Q4 13F Filing 2026-03-31 2026-04-27
CNP
CENTERPOINT ENE...
Utilities 0.31% 0.27% #42
Prev: #42
0.6
—
-102 -0.7%
P
S
13,656 $589,393 2019 Q4 13F Filing 2026-03-31 2026-04-27
MTB
M & T BK CORP
Financial Services 0.27% 0.27% #43 2
Prev: #41
0.6
—
-115 -4.4%
P
S
2,510 $518,868 2022 Q2 13F Filing 2026-03-31 2026-04-27
CHRD
CHORD ENERGY CO...
Energy 0.26% 0.17% #44 4
Prev: #48
0.6
—
-106 -2.9%
P
S
3,498 $497,346 2023 Q4 13F Filing 2026-03-31 2026-04-27
LYB
LYONDELLBASELL ...
Basic Materials 0.24% 0.13% #45 8
Prev: #53
0.6
—
-233 -3.9%
P
S
5,795 $466,846 2023 Q1 13F Filing 2026-03-31 2026-04-27
PFE
PFIZER INC
Healthcare 0.22% 0.20% #46 1
Prev: #45
0.6
—
-433 -2.7%
P
S
15,411 $432,741 2019 Q4 13F Filing 2026-03-31 2026-04-27
DOW
DOW HLDGS INC
Basic Materials 0.22% 0.13% #47 7
Prev: #54
0.6
—
-1,035 -9.3%
P
S
10,086 $420,082 2019 Q4 13F Filing 2026-03-31 2026-04-27
CM
CANADIAN IMPERI...
Financial Services 0.21% 0.20% #48 2
Prev: #46
0.6
—
-157 -3.6%
P
S
4,170 $395,108 2019 Q4 13F Filing 2026-03-31 2026-04-27
APO
APOLLO GLOBAL M...
Financial Services 0.19% 0.24% #49 6
Prev: #43
0.6
—
-20 -0.6%
P
S
3,238 $360,778 2021 Q1 13F Filing 2026-03-31 2026-04-27
DHS
WISDOMTREE TR
Unknown 0.18% 0.17% #50 1
Prev: #49
1.1
—
no change no change
P
S
3,243 $354,201 2019 Q4 13F Filing 2026-03-31 2026-04-27
Showing 1-50 of 59 holdings

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