Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

First Tr Exch Trd Alphdx Fd (FKU)

28 + Investors. Track Smart Money conviction in FKU. See who's accumulating, reducing, or initiating positions.

Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↓ -1
Streak
1Q ▼
Buyers last Q
55%

Smart Money Signals — FKU

Based on 28 hedge funds · latest filing: 2026 Q1 · updated quarterly

📉

Selling streak — 1 quarter in a row

last 6Q
For 1 consecutive quarter, more hedge funds reduced or closed their FKU positions than added to them. Sustained institutional selling is a meaningful warning sign — these are professionals with deep research teams collectively deciding to exit.
🏔️

At the ownership peak (97% of max)

97% of all-time peak
28 hedge funds hold FKU right now — the highest count in 3.0 years. When ownership is this concentrated, any bad news can trigger a chain reaction: one big fund sells, others follow. This is a classic 'crowded trade' — high popularity doesn't equal safety.
🚀

Fast accumulation — +40% more funds vs a year ago

fund count last 6Q
+8 new funds entered over the past year (+40% YoY). That's a rapid rush of institutional money. Fast accumulation often signals a major thesis — but it also means the stock could fall quickly if that thesis breaks.
🟡

Slight buying edge — 55% buying

18 buying15 selling
Last quarter: 18 funds bought or added vs 15 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.
➡️

Steady new buyers — ~7 new funds per quarter

new funds entering per quarter
Funds opening this position for the first time: 7 → 3 → 6 → 7. A stable flow of new institutional buyers suggests ongoing interest without signs of either acceleration or slowdown.
🔒

57% of holders stayed for 2+ years

■ 57% conviction (2yr+) ■ 11% medium ■ 32% new
16 out of 28 hedge funds have held FKU for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.
➡️

Steady discovery — ~7 new funds/quarter

1 → 7 → 3 → 6 → 7 new funds/Q
New funds entering each quarter: 7 → 3 → 6 → 7. Consistent flow of new institutional buyers without clear acceleration or slowdown.
🏛️

Veteran-anchored — 57% veterans vs 36% newcomers

■ 57% veterans ■ 7% 1-2yr ■ 36% new
Entry-cohort mix of 28 holders: 16 (57%) are 2+ year veterans, 2 entered 1–2 years ago, and 10 (36%) joined within the past year. A veteran-weighted cap table skews toward institutional memory over fresh momentum.
🏆

Elite ownership — 75% AUM from top-100 funds

75% from top-100 AUM funds
8 of 28 holders are among the 100 largest funds by AUM, controlling 75% of total institutional value in FKU. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.
4.2
out of 10
Moderate Exit Risk
Exit risk score 4.2/10 — some crowding factors present, but no critical concentration. Watch ownership trend over the next 1–2 quarters for direction.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Institutional Sentiment Summary — FKU

In 2026 Q1, 18 hedge funds were net buyers of FKU (7 opened a new position, 11 added to an existing one), while 15 reduced or exited (7 trimmed, 8 sold completely) — a 55% buyer ratio, indicating a slight buying edge. 75% of total institutional value in FKU is held by top-100 AUM funds, reflecting elite-tier ownership quality. Net fund flow last quarter: -1 funds (more exits than new entries). Total institutional holders: 28.

Hedge Fund Ownership: FKU

How many hedge funds hold FKU — quarterly history vs. share price
Quarterly hedge fund ownership of FKU vs. share price

Market Analysis: FKU

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: FKU

-- --

Institutional ownership data sourced from SEC EDGAR Form 13F-HR filings.

Is It Too Late to Buy First Tr Exch Trd Alphdx Fd (FKU) Based on Hedge Fund 13F Filings?

Signal Freshness measures how much FKU has moved relative to its sector benchmark (SPY) since the 2026 Q2 13F filing. A stock that has barely outrun its sector is still a relatively fresh entry point — the fund's thesis has not yet been priced in by the broader market.

Since Quarter End June 30, 2026 · 27d ago
FKU
nan%
SPY
nan%

FKU outperformed SPY by nan% since June 30, 2026.

Interpretation: The stock is tracking its sector benchmark closely. The signal remains fresh and the entry point is still near the fund's implied reference. Learn more →

Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

1 top-rated funds 0 high-conviction
Consensus
1.3
/ 10
breadth
×
Elite
0.1
/ 10
conviction
Hedge Fund Positioning: FKU
2026 Q2 Stats Unlock in 23 days 28 + Investors

Track Smart Money conviction in FKU. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2026 Q1) Prior (2025 Q4) Change
Funds Holding 28 29 -3.45%
13F Shares 2M 1M 34.57%
Total Value $91M $69M 32.99%
New Positions 7 6 +1
Increased Positions 11 10 +1
Closed Positions 8 1 +7
Reduced Positions 7 9 -2
Total Calls 0 0 -
Total Puts 0 0 -
PUT/CALL Ratio 0.0 0.0 Bullish

Statistics: FKU

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Valuation Measures Data as of: --

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PEG Ratio (5yr expected) --
Price/Sales (ttm) --
Price/Book (mrq) --
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Enterprise Value/EBITDA --
Beta (5Y Monthly) --
Short Ratio (Days to Cover) --
Short % of Float --

Financial Highlights

Profitability
Profit Margin --
Return on Assets (ttm) --
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Income Statement & Cash Flow
Revenue (ttm) --
Net Income Avi to Common (ttm) --
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Total Cash (mrq) --
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Institutional Holders (2026 Q1)

28 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in FKU. Verified SEC 13F-HR filings.

QUARTER:
Top 25 FKU holders by conviction (% of portfolio weight) — 2026 Q1 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Cottonwood Capital Advisors, LLC 0.42% 11,788 $594K
2 Genesee Capital Advisors, LLC 0.25% 11,778 $593K
3 Dunhill Financial, LLC 0.17% 14,497 $730K
4 Transamerica Financial Advisors, LLC 0.06% 13,619 $686K
5 Private Advisory Group LLC 0.06% 16,903 $851K
6 Advisory Services Network, LLC 0.05% 75,610 $3.8M
7 First Trust Advisors LP 0.04% 1,149,823 $57.9M
8 &Partners 0.04% 148,376 $7.5M
9 Walkner Condon Financial Advisors LLC 0.04% 5,427 $273K
10 PGIM Custom Harvest LLC 0.01% 14,812 $746K
11 Rathbones Group PLC 0.01% 45,343 $2.3M
12 London & Capital Asset Management Ltd 0.01% 15,425 $777K
13 Williams Jones Wealth Management, LLC. 0.00% 5,000 $252K
14 Annis Gardner Whiting Capital Advisors, LLC 0.00% 374 $19K
15 Corient Private Wealth LLC 0.00% 32,444 $1.6M
16 Quantinno Capital Management LP 0.00% 20,794 $1.0M
17 Citadel Advisors LLC 0.00% 85,471 $4.3M
18 Jane Street Group, LLC 0.00% 62,210 $3.1M
19 Raymond James Financial Inc 0.00% 19,352 $975K
20 Western Wealth Management, LLC 0.00% 136 $7K
21 Osaic Holdings, INC. 0.00% 3,230 $163K
22 Susquehanna International Group, LLP 0.00% 21,458 $1.1M
23 Morgan Stanley 0.00% 38,174 $1.9M
24 LPL Financial LLC 0.00% 4,312 $217K
25 Fifth Third Bancorp 0.00% 124 $6K
Investor Ownership
History 		% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — First Tr Exch Trd Alphdx Fd (FKU)

What does the Smart Money Trend signal show for FKU?

Selling streak — 1 quarter in a row: For 1 consecutive quarter, more hedge funds reduced or closed their FKU positions than added to them. Sustained institutional selling is a meaningful warning sign — these are professionals with deep research teams collectively deciding to exit.

What is the institutional breadth score for FKU?

Slight buying edge — 55% buying: Last quarter: 18 funds bought or added vs 15 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.

What is the fund quality score for FKU holders?

Elite ownership — 75% AUM from top-100 funds: 8 of 28 holders are among the 100 largest funds by AUM, controlling 75% of total institutional value in FKU. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.

How long have hedge funds held FKU?

57% of holders stayed for 2+ years: 16 out of 28 hedge funds have held FKU for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.

Is it too late to buy First Tr Exch Trd Alphdx Fd (FKU) following the 2026 Q2 hedge fund 13F filings?

Since the quarter end (June 30, 2026), FKU has gained nan% vs nan% for SPY. The stock is tracking its sector benchmark closely. The signal remains fresh and the entry point is still near the fund's implied reference.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.

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