Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

Guggenheim Active Alloc Fd (GUG)

46 + Investors. Track Smart Money conviction in GUG. See who's accumulating, reducing, or initiating positions.

Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↑ +3
Streak
1Q ▲
Buyers last Q
56%

Smart Money Signals — GUG

Based on 46 hedge funds · latest filing: 2026 Q2 · updated quarterly

📈

Buying streak — 1 quarter in a row

last 6Q
For 1 consecutive quarter, more hedge funds added GUG than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.
📊

High ownership — 85% of 3.0Y peak

85% of all-time peak
46 funds currently hold this stock — 85% of the 3.0-year high of 54 funds (reached 2024 Q4). Ownership is elevated but not yet at maximum concentration. Room to grow, but watch if the trend reverses.
📉

Outflows — 6% fewer funds vs a year ago

fund count last 6Q
3 fewer hedge funds hold GUG compared to a year ago (-6% decline). When institutions consistently reduce their exposure, it's worth exploring the underlying fundamental reasons driving them away.
🟡

Slight buying edge — 56% buying

25 buying20 selling
Last quarter: 25 funds bought or added vs 20 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.
📈

More new buyers each quarter (+6 vs last Q)

new funds entering per quarter
Funds opening a new GUG position: 4 → 10 → 4 → 10. A growing influx of new institutional buyers means the asset is still gathering momentum — the consensus hasn't fully saturated yet.
🔒

59% of holders stayed for 2+ years

■ 59% conviction (2yr+) ■ 20% medium ■ 22% new
27 out of 46 hedge funds have held GUG for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.
➡️

Steady discovery — ~10 new funds/quarter

6 → 4 → 10 → 4 → 10 new funds/Q
New funds entering each quarter: 4 → 10 → 4 → 10. Consistent flow of new institutional buyers without clear acceleration or slowdown.
🏛️

Veteran-anchored — 63% veterans vs 24% newcomers

■ 63% veterans ■ 13% 1-2yr ■ 24% new
Entry-cohort mix of 46 holders: 29 (63%) are 2+ year veterans, 6 entered 1–2 years ago, and 11 (24%) joined within the past year. A veteran-weighted cap table skews toward institutional memory over fresh momentum.
🏆

Elite ownership — 50% AUM from top-100 funds

50% from top-100 AUM funds
12 of 46 holders are among the 100 largest funds by AUM, controlling 50% of total institutional value in GUG. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.
2.8
out of 10
Low Exit Risk
Exit risk score 2.8/10 — low institutional crowding. Ownership is below peak levels, holder base is relatively sticky, and buying momentum is positive.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Institutional Sentiment Summary — GUG

In 2026 Q2, 25 hedge funds were net buyers of GUG (10 opened a new position, 15 added to an existing one), while 20 reduced or exited (13 trimmed, 7 sold completely) — a 56% buyer ratio, indicating a slight buying edge. 50% of total institutional value in GUG is held by top-100 AUM funds, reflecting elite-tier ownership quality. Net fund flow last quarter: +3 funds (more new holders than closures). Total institutional holders: 46.

Hedge Fund Ownership: GUG

How many hedge funds hold GUG — quarterly history vs. share price
Quarterly hedge fund ownership of GUG vs. share price

Market Analysis: GUG

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: GUG

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Institutional ownership data sourced from SEC EDGAR Form 13F-HR filings.

Loading signal freshness…
Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

3 top-rated funds 0 high-conviction
Consensus
2.6
/ 10
breadth
×
Elite
0.7
/ 10
conviction
Hedge Fund Positioning: GUG
46 + Investors

Track Smart Money conviction in GUG. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2026 Q2) Prior (2026 Q1) Change
Funds Holding 46 43 6.98%
13F Shares 11M 11M 8.15%
Total Value $168M $147M 14.14%
New Positions 10 4 +6
Increased Positions 15 20 -5
Closed Positions 7 14 -7
Reduced Positions 13 12 +1
Total Calls 0 0 -
Total Puts 0 0 -
PUT/CALL Ratio 0.0 0.0 Bullish

Statistics: GUG

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Institutional Holders (2026 Q2)

46 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in GUG. Verified SEC 13F-HR filings.

QUARTER:
Top 25 GUG holders by conviction (% of portfolio weight) — 2026 Q2 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Atlas Wealth LLC 1.93% 848,495 $13.6M
2 Closed-End Fund Advisors, Inc. 1.26% 80,586 $1.3M
3 Advisors Asset Management, Inc. 0.20% 801,539 $12.8M
4 Guggenheim Capital LLC 0.10% 950,000 $15.2M
5 Aviance Capital Partners, LLC 0.05% 32,915 $526K
6 High Net Worth Advisory Group LLC 0.04% 12,735 $204K
7 Noble Wealth Management PBC 0.02% 2,700 $43K
8 Pathstone Holdings, LLC 0.02% 371,088 $5.9M
9 Baird Financial Group, Inc. 0.01% 676,913 $10.8M
10 Steward Partners Investment Advisory, LLC 0.01% 174,918 $2.8M
11 J.W. Cole Advisors, INC. 0.01% 39,190 $626K
12 World Investment Advisors 0.01% 32,529 $495K
13 Sanctuary Advisors, LLC 0.01% 109,996 $1.8M
14 Oppenheimer & Co Inc 0.01% 43,824 $700K
15 Concurrent Investment Advisors, LLC 0.01% 40,738 $651K
16 Kestra Advisory Services, LLC 0.01% 100,518 $1.6M
17 Raymond James Financial Inc 0.00% 781,046 $12.5M
18 Morgan Stanley 0.00% 2,865,899 $45.8M
19 Beacon Pointe Advisors, LLC 0.00% 29,342 $469K
20 Orion Porfolio Solutions, LLC 0.00% 16,059 $257K
21 Wells Fargo & Company/Mn 0.00% 665,643 $10.6M
22 DAVENPORT & Co LLC 0.00% 19,234 $307K
23 Institute for Wealth Management, LLC. 0.00% 995 $16K
24 Larson Financial Group LLC 0.00% 3,000 $48K
25 Royal Bank of Canada 0.00% 498,064 $8.0M
Investor Ownership
History 		% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — Guggenheim Active Alloc Fd (GUG)

What does the Smart Money Trend signal show for GUG?

Buying streak — 1 quarter in a row: For 1 consecutive quarter, more hedge funds added GUG than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.

What is the institutional breadth score for GUG?

Slight buying edge — 56% buying: Last quarter: 25 funds bought or added vs 20 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.

What is the fund quality score for GUG holders?

Elite ownership — 50% AUM from top-100 funds: 12 of 46 holders are among the 100 largest funds by AUM, controlling 50% of total institutional value in GUG. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.

How long have hedge funds held GUG?

59% of holders stayed for 2+ years: 27 out of 46 hedge funds have held GUG for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.

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