Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

LUFAX HOLDING LTD SPONSORED ADR (LU)

87 + Investors. Track Smart Money conviction in LU. See who's accumulating, reducing, or initiating positions.

Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↓ -8
Streak
5Q ▼
Buyers last Q
43%

Smart Money Signals — LU

Based on 81 hedge funds · latest filing: 2025 Q4 · updated quarterly

📉

Selling streak — 5 quarters in a row

last 6Q
For 5 consecutive quarters, more hedge funds reduced or closed their LU positions than added to them. Sustained institutional selling is a meaningful warning sign — these are professionals with deep research teams collectively deciding to exit.
🔻

Below peak — only 68% of 3.0Y high

68% of all-time peak
Only 81 funds hold LU today versus a peak of 119 funds at 2024 Q1 — just 68% of the maximum. Low institutional ownership can mean the stock is out of favor, but it also means there's a large pool of potential buyers if sentiment turns.
📉

Outflows — 20% fewer funds vs a year ago

fund count last 6Q
20 fewer hedge funds hold LU compared to a year ago (-20% decline). When institutions consistently reduce their exposure, it's worth exploring the underlying fundamental reasons driving them away.
🟠

More sellers than buyers — 43% buying

38 buying51 selling
Last quarter: 51 funds reduced or exited vs 38 that bought or added. When more than half of active funds are selling, it's a caution flag — especially if the stock price hasn't moved down yet.
➡️

Steady new buyers — ~12 new funds per quarter

new funds entering per quarter
Funds opening this position for the first time: 17 → 12 → 12 → 12. A stable flow of new institutional buyers suggests ongoing interest without signs of either acceleration or slowdown.
🔒

57% of holders stayed for 2+ years

■ 57% conviction (2yr+) ■ 30% medium ■ 14% new
46 out of 81 hedge funds have held LU for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.
💎

Buying through price weakness — shares -5%, value -69%

Value
-69%
Shares
-5%
Last quarter: funds added -5% more shares while total portfolio value only changed -69%. Institutions were buying while the price was falling — a high-conviction accumulation signal. They're deliberately loading up on the dip.
📊

Peak discovery — momentum slowing

13 → 17 → 12 → 12 → 12 new funds/Q
New funds entering each quarter: 17 → 12 → 12 → 12. LU is well-known in the hedge fund world, but fresh entries are gradually declining. The explosive phase of institutional discovery is likely behind us.
📊

Mixed cohorts — 38% veterans, 11% new entrants

■ 38% veterans ■ 51% 1-2yr ■ 11% new
Of 87 current holders: 33 (38%) held 2+ years, 44 held 1–2 years, 10 (11%) entered in the past year. Balanced distribution — some institutional memory, some recent momentum buyers.
🏆

Elite ownership — 43% AUM from top-100 funds

43% from top-100 AUM funds
27 of 81 holders are among the 100 largest funds by AUM, controlling 43% of total institutional value in LU. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.
2.1
out of 10
Low Exit Risk
Exit risk score 2.1/10 — low institutional crowding. Ownership is below peak levels, holder base is relatively sticky, and buying momentum is positive.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Institutional Sentiment Summary — LU

In 2025 Q4, 38 hedge funds were net buyers of LU (12 opened a new position, 26 added to an existing one), while 51 reduced or exited (31 trimmed, 20 sold completely) — a 43% buyer ratio, indicating roughly balanced activity. This extends a 5-quarter selling streak, suggesting sustained institutional caution. 43% of total institutional value in LU is held by top-100 AUM funds, reflecting elite-tier ownership quality. Net fund flow last quarter: -8 funds (more exits than new entries). Total institutional holders: 81.

Hedge Fund Ownership: LU

How many hedge funds hold LU — quarterly history vs. share price
Quarterly hedge fund ownership of LU vs. share price

Market Analysis: LU

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: LU

-- --

Institutional ownership data sourced from SEC EDGAR Form 13F-HR filings.

Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

22 top-rated funds 1 high-conviction
Consensus
5.9
/ 10
breadth
×
Elite
1.0
/ 10
conviction
Hedge Fund Positioning: LU
2026 Q1 Stats Unlock in 3 days 87 + Investors

Track Smart Money conviction in LU. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2025 Q4) Prior (2025 Q3) Change
Funds Holding 87 96 -9.38%
13F Shares 84M 88M -5.32%
Total Value $215M $697M -69.24%
New Positions 13 13 -
Increased Positions 33 47 -14
Closed Positions 22 15 +7
Reduced Positions 41 37 +4
Total Calls 2 5 -60.0%
Total Puts 4 4 -
PUT/CALL Ratio 2.0 0.8 Bearish

Statistics: LU

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Financial Highlights

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Institutional Holders (2026 Q1)

87 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in LU. Verified SEC 13F-HR filings.

QUARTER:
Top 25 institutional holders of LU — 2025 Q4 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Yunqi Capital Ltd 22.16% 10,950,138 $20.5M
2 Alpine Investment Management Ltd 5.79% 12,404,000 $23.2M
3 BAROMETER CAPITAL MANAGEMENT INC. 0.34% 534,700 $1000K
4 JBF Capital, Inc. 0.09% 339,884 $636K
5 GSA CAPITAL PARTNERS LLP 0.02% 141,717 —
6 ACADIAN ASSET MANAGEMENT LLC 0.02% 5,945,969 $11K
7 BAILLIE GIFFORD & CO 0.02% 8,186,456 $15.3M
8 AXQ CAPITAL, LP 0.01% 29,704 $56K
9 EWA, LLC 0.01% 13,193 $25K
10 TWO SIGMA ADVISERS, LP 0.00% 586,262 $1.5M
11 XTX Topco Ltd 0.00% 82,816 $155K
12 Allianz Asset Management GmbH 0.00% 1,103,972 $2.1M
13 Virtu Financial LLC 0.00% 25,019 —
14 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% 246,500 $461K
15 VANGUARD FIDUCIARY TRUST CO 0.00% 2,616,288 $4.9M
16 Marex Group plc 0.00% 17,574 $42K
17 StoneX Group Inc. 0.00% 11,028 $21K
18 Police & Firemen's Retirement System of New Jersey 0.00% 62,992 $118K
19 FULTON BANK, N.A. 0.00% 14,568 $27K
20 HRT FINANCIAL LP 0.00% 190,946 $357K
21 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% 321,940 $600K
22 SIH Partners, LLLP 0.00% 27,400 $51K
23 Legal & General Group Plc 0.00% 1,544,828 $2.9M
24 TWO SIGMA INVESTMENTS, LP 0.00% 430,676 $805K
25 VANGUARD ASSET MANAGEMENT, Ltd 0.00% 395,378 $739K
Investor Ownership
History 		% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — LUFAX HOLDING LTD SPONSORED ADR (LU)

What does the Smart Money Trend signal show for LU?

Selling streak — 5 quarters in a row: For 5 consecutive quarters, more hedge funds reduced or closed their LU positions than added to them. Sustained institutional selling is a meaningful warning sign — these are professionals with deep research teams collectively deciding to exit.

What is the institutional breadth score for LU?

More sellers than buyers — 43% buying: Last quarter: 51 funds reduced or exited vs 38 that bought or added. When more than half of active funds are selling, it's a caution flag — especially if the stock price hasn't moved down yet.

What is the fund quality score for LU holders?

Elite ownership — 43% AUM from top-100 funds: 27 of 81 holders are among the 100 largest funds by AUM, controlling 43% of total institutional value in LU. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.

How long have hedge funds held LU?

57% of holders stayed for 2+ years: 46 out of 81 hedge funds have held LU for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.