Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

SIMPLIFY EXCHANGE TRADED FUN (TUA)

76 + Investors. Track Smart Money conviction in TUA. See who's accumulating, reducing, or initiating positions.

Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↑ +3
Streak
1Q ▲
Buyers last Q
53%

Smart Money Signals — TUA

Based on 76 hedge funds · latest filing: 2025 Q4 · updated quarterly

📈

Buying streak — 1 quarter in a row

last 6Q
For 1 consecutive quarter, more hedge funds added TUA than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.
📊

High ownership — 94% of 3.0Y peak

94% of all-time peak
76 funds currently hold this stock — 94% of the 3.0-year high of 81 funds (reached 2025 Q2). Ownership is elevated but not yet at maximum concentration. Room to grow, but watch if the trend reverses.
📶

Steady growth — +9% more funds vs a year ago

fund count last 6Q
+6 new funds entered over the past year (+9% YoY). Gradual, steady growth in institutional ownership is generally a healthy signal — not a speculative rush, but consistent conviction.
🟡

Slight buying edge — 53% buying

44 buying39 selling
Last quarter: 44 funds bought or added vs 39 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.
➡️

Steady new buyers — ~14 new funds per quarter

new funds entering per quarter
Funds opening this position for the first time: 22 → 19 → 9 → 14. A stable flow of new institutional buyers suggests ongoing interest without signs of either acceleration or slowdown.
📌

Mixed — 30% long-term, 24% new

■ 30% conviction (2yr+) ■ 46% medium ■ 24% new
Of the 76 current holders: 23 (30%) held >2 years, 35 held 1–2 years, and 18 entered in the last year. A mixed base — the stock has long-term believers but also recent buyers who haven't been tested by a downturn yet.
⚠️

Saturation — most institutions already know this story

17 → 22 → 19 → 9 → 14 new funds/Q
New funds entering each quarter: 22 → 19 → 9 → 14. Far fewer institutions are entering now vs. a year ago. When the pool of potential new buyers shrinks this fast, future price support from institutional inflows weakens significantly.
📊

Mixed cohorts — 30% veterans, 33% new entrants

■ 30% veterans ■ 37% 1-2yr ■ 33% new
Of 76 current holders: 23 (30%) held 2+ years, 28 held 1–2 years, 25 (33%) entered in the past year. Balanced distribution — some institutional memory, some recent momentum buyers.
📋

Smaller funds dominant — 6% AUM from top-100

6% from top-100 AUM funds
8 of 76 holders rank in the top 100 by AUM, but together hold only 6% of total institutional value. The stock is held primarily by smaller and mid-sized funds.
3.3
out of 10
Low Exit Risk
Exit risk score 3.3/10 — low institutional crowding. Ownership is below peak levels, holder base is relatively sticky, and buying momentum is positive.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Hedge Fund Ownership: TUA

How many hedge funds hold TUA — quarterly history vs. share price
Quarterly hedge fund ownership of TUA vs. share price

Market Analysis: TUA

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: TUA

-- --

Institutional ownership data sourced from SEC EDGAR Form 13F-HR filings.

Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

5 top-rated funds 1 high-conviction
Consensus
3.4
/ 10
breadth
×
Elite
2.4
/ 10
conviction
Hedge Fund Positioning: TUA
2026 Q1 Stats Unlock in 10 days 76 + Investors

Track Smart Money conviction in TUA. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2025 Q4) Prior (2025 Q3) Change
Funds Holding 76 75 1.33%
13F Shares 16M 14M 21.04%
Total Value $359M $296M 21.19%
New Positions 14 9 +5
Increased Positions 30 33 -3
Closed Positions 11 17 -6
Reduced Positions 30 29 +1
Total Calls 2 1 100.0%
Total Puts 0 1 -100.0%
PUT/CALL Ratio 0.0 1.0 Bullish

Statistics: TUA

View More

Valuation Measures Data as of: --

Market Cap --
Enterprise Value --
Trailing P/E --
Forward P/E --
PEG Ratio (5yr expected) --
Price/Sales (ttm) --
Price/Book (mrq) --
Enterprise Value/Revenue --
Enterprise Value/EBITDA --
Beta (5Y Monthly) --
Short Ratio (Days to Cover) --
Short % of Float --

Financial Highlights

Profitability
Profit Margin --
Return on Assets (ttm) --
Return on Equity (ttm) --
Income Statement & Cash Flow
Revenue (ttm) --
Net Income Avi to Common (ttm) --
Diluted EPS (ttm) --
Total Cash (mrq) --
Total Debt/Equity (mrq) --
Levered Free Cash Flow (ttm) --

Institutional Holders (2026 Q1)

76 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in TUA. Verified SEC 13F-HR filings.

Top 25 institutional holders of TUA — 2025 Q4 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Ferguson Shapiro LLC 14.95% 2,326,522 $49.1M
2 Mid-American Wealth Advisory Group, Inc. 10.54% 1,139,443 $25.0M
3 Broussard Financial Group LLC 6.28% 372,250 $7.9M
4 Authentikos Wealth Advisory, LLC 3.55% 249,065 $5.3M
5 Magnolia Private Wealth, LLC 3.02% 298,645 $4.5M
6 GenTrust, LLC 2.60% 2,883,134 $60.8M
7 Park Edge Advisors, LLC 1.85% 380,176 $8.0M
8 Simplify Asset Management Inc. 1.79% 5,528,700 $116.7M
9 Financial Enhancement Group LLC 1.67% 633,652 $13.5M
10 Insight Wealth Strategies, LLC 1.57% 666,189 $14.1M
11 ALTFEST L J & CO INC 1.50% 663,501 $14.0M
12 Integrated Wealth Management 1.41% 58,245 $1.2M
13 Centennial Advisors, LLC 1.40% 52,168 $1.1M
14 HOWARD BAILEY SECURITIES, LLC 1.29% 148,154 $3.1M
15 PRIVATE CLIENT SERVICES, LLC 1.26% 199,112 $4.2M
16 Aegis Wealth Management, Inc. 1.17% 70,337 $1.5M
17 LifeWealth Investments, LLC 1.03% 163,258 $3.4M
18 Elevated Capital Advisors, LLC 0.88% 165,802 $3.5M
19 B.O.S.S. Retirement Advisors, LLC 0.87% 135,491 $2.9M
20 Heck Capital Advisors, LLC 0.67% 428,759 $9.0M
21 4WEALTH ADVISORS, INC. 0.40% 22,471 $473K
22 Wellment Financial 0.31% 11,781 $249K
23 EVOLUTION WEALTH MANAGEMENT INC. 0.28% 18,108 $382K
24 Great Lakes Retirement, Inc. 0.27% 123,290 $2.6M
25 SMART Wealth LLC 0.21% 33,993 $717K
Investor Ownership
History 		% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — SIMPLIFY EXCHANGE TRADED FUN (TUA)

What does the Smart Money Trend signal show for TUA?

Buying streak — 1 quarter in a row: For 1 consecutive quarter, more hedge funds added TUA than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.

What is the institutional breadth score for TUA?

Slight buying edge — 53% buying: Last quarter: 44 funds bought or added vs 39 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.

What is the fund quality score for TUA holders?

Smaller funds dominant — 6% AUM from top-100: 8 of 76 holders rank in the top 100 by AUM, but together hold only 6% of total institutional value. The stock is held primarily by smaller and mid-sized funds.

How long have hedge funds held TUA?

Mixed — 30% long-term, 24% new: Of the 76 current holders: 23 (30%) held >2 years, 35 held 1–2 years, and 18 entered in the last year. A mixed base — the stock has long-term believers but also recent buyers who haven't been tested by a downturn yet.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.