FOUNDERS FINANCIAL SECURITIES LLC — 13F Holdings

2026 Q1  ·  603 Positions

2026 Q1 Portfolio Activity

In 2026 Q1, FOUNDERS FINANCIAL SECURITIES LLC maintained a portfolio of 603 distinct positions. The most significant new addition was TRUST FOR PROFESSIONAL MANAG, now representing 0.35% of the total fund value. They heavily accumulated shares in VANGUARD SPECIALIZED FUNDS, increasing the position by 62.6%. Conversely, FOUNDERS FINANCIAL SECURITIES LLC completely exited their position in APPLE INC.
Position History hover any row below to update
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FOUNDERS FINANCIAL SECURITIES LLC Charlotte, NC RIA / Broker-Dealer AUM $1,653M
PCA Score Concentration Risk
Risk ENB
Total Positions
603
Quarter
2026 Q1
Top Holding
SPYG (6.6%)
Top 10 Concentration
31.1%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 603

FOUNDERS FINANCIAL SECURITIES LLC Full Holdings List — 2026 Q1

Stock History Sector / Type Port % Prev % Rank / Prev Conviction Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
SPYG
SPDR SERIES TRU...
Unknown 6.59% 6.10% #1
Prev: #1
6.6 80,305 8.3%
P
S
1,050,219 $109,222,729
$57.47 +72.7%
$97.91 +1.4%
2018 Q1 13F Filing 2026-03-31 2026-04-16
SPYV
SPDR SERIES TRU...
Unknown 5.09% 4.62% #2
Prev: #2
5.5 70,613 5.1%
P
S
1,450,889 $84,383,728 2018 Q1 13F Filing 2026-03-31 2026-04-16
VIG
VANGUARD SPECIA...
ETF 3.04% 1.80% #3 6
Prev: #9
5.2 87,243 62.6%
P
S
226,499 $50,468,517 2018 Q3 13F Filing 2026-03-31 2026-04-16
DFAE
DIMENSIONAL ETF...
ETF 3.02% 2.58% #4 1
Prev: #3
2.2 50,107 3.7%
P
S
1,396,774 $50,102,283 2022 Q2 13F Filing 2026-03-31 2026-04-16
VEA
VANGUARD TAX-MA...
ETF 2.71% 2.42% #5 1
Prev: #4
2.1 7,118 1.1%
P
S
664,634 $44,896,058 2020 Q3 13F Filing 2026-03-31 2026-04-16
VO
VANGUARD INDEX ...
ETF 2.58% 2.38% #6 1
Prev: #5
1.5 3,865 2.8%
P
S
143,176 $42,700,683 2013 Q4 13F Filing 2026-03-31 2026-04-16
IJR
ISHARES TR
ETF 2.33% 1.85% #7 1
Prev: #8
2.9 33,742 12.9%
P
S
295,641 $38,655,124 2015 Q3 13F Filing 2026-03-31 2026-04-16
XLK
SELECT SECTOR S...
Unknown 1.97% 1.91% #8 1
Prev: #7
1.3 4,714 2.1%
P
S
229,408 $32,591,997 2020 Q4 13F Filing 2026-03-31 2026-04-16
NVDA
NVIDIA CORPORAT...
Technology 1.96% 2.09% #9 3
Prev: #6
1.3 -14,222 -7.5%
P
S
176,415 $32,444,561 2014 Q3 13F Filing 2026-03-31 2026-04-16
FBND
FIDELITY MERRIM...
ETF 1.78% 1.58% #10 2
Prev: #12
2.7 60,511 10.4%
P
S
644,365 $29,557,030 2022 Q1 13F Filing 2026-03-31 2026-04-16
AGG
ISHARES TR
ETF 1.74% 1.63% #11
Prev: #11
1.2 12,909 4.7%
P
S
289,486 $28,801,007 2013 Q4 13F Filing 2026-03-31 2026-04-16
IDEV
ISHARES TR
Bond/Debt 1.66% 1.46% #12 1
Prev: #13
1.2 13,510 4.5%
P
S
313,226 $27,444,862 2019 Q3 13F Filing 2026-03-31 2026-04-16
JCPB
J P MORGAN EXCH...
ETF 1.44% 1.26% #13 2
Prev: #15
2.6 54,754 12.2%
P
S
505,209 $23,805,470 2024 Q1 13F Filing 2026-03-31 2026-04-16
BIL
SPDR SERIES TRU...
ETF 1.38% 0.84% #14 10
Prev: #24
3.6 92,745 59.2%
P
S
249,357 $22,806,191 2018 Q2 13F Filing 2026-03-31 2026-04-16
IUSG
ISHARES TR
Warrant 1.19% 1.09% #15 3
Prev: #18
2.5 9,136 8.3%
P
S
119,557 $19,686,256 2022 Q2 13F Filing 2026-03-31 2026-04-16
PYLD
PIMCO ETF TR
ETF 1.05% 1.11% #16 1
Prev: #17
0.9 -48,604 -6.9%
P
S
657,410 $17,388,502 2024 Q4 13F Filing 2026-03-31 2026-04-16
IEFA
ISHARES TR
ETF 0.94% 0.69% #17 16
Prev: #33
2.9 32,857 25.2%
P
S
163,400 $15,545,921 2017 Q3 13F Filing 2026-03-31 2026-04-16
CGGR
CAPITAL GROUP G...
ETF 0.90% 0.79% #18 9
Prev: #27
2.4 53,650 17.9%
P
S
353,320 $14,850,031 2022 Q2 13F Filing 2026-03-31 2026-04-16
XLV
SELECT SECTOR S...
Unknown 0.87% 0.55% #19 18
Prev: #37
3.3 35,952 59.7%
P
S
96,139 $14,356,382 2014 Q3 13F Filing 2026-03-31 2026-04-16
CGDV
CAPITAL GROUP D...
Unknown 0.86% 0.68% #20 14
Prev: #34
2.8 53,790 20.3%
P
S
318,624 $14,236,120 2022 Q2 13F Filing 2026-03-31 2026-04-16
ITA
ISHARES TR
ETF 0.85% 0.73% #21 10
Prev: #31
2.3 3,612 6.3%
P
S
61,102 $14,161,104 2013 Q4 13F Filing 2026-03-31 2026-04-16
USMV
ISHARES TR
ETF 0.85% 1.01% #22 2
Prev: #20
0.8 -31,283 -17.2%
P
S
150,485 $14,124,522 2019 Q3 13F Filing 2026-03-31 2026-04-16
IEMG
ISHARES INC
ETF 0.80% 0.71% #23 9
Prev: #32
0.8 -340 -0.2%
P
S
178,641 $13,208,738 2017 Q3 13F Filing 2026-03-31 2026-04-16
VUG
VANGUARD INDEX ...
Warrant 0.76% 1.23% #24 8
Prev: #16
0.3 -15,467 -36.0%
P
S
27,482 $12,628,514 2017 Q3 13F Filing 2026-03-31 2026-04-16
TFLO
ISHARES TR
ETF 0.75% 0.73% #25 5
Prev: #30
0.8 1,623 0.7%
P
S
247,360 $12,496,624 2022 Q3 13F Filing 2026-03-31 2026-04-16
MSFT
MICROSOFT CORP
Technology 0.75% 1.06% #26 7
Prev: #19
0.8 -3,892 -10.5%
P
S
33,225 $12,395,328 2013 Q4 13F Filing 2026-03-31 2026-04-16
IVV
ISHARES TR
ETF 0.74% 0.77% #27 1
Prev: #28
0.8 -1,132 -5.9%
P
S
17,918 $12,238,386 2013 Q4 13F Filing 2026-03-31 2026-04-16
SGOV
ISHARES TR
Bond/Debt 0.72% 0.46% #28 18
Prev: #46
3.3 40,953 52.5%
P
S
118,941 $11,948,813 2022 Q2 13F Filing 2026-03-31 2026-04-16
XLI
SELECT SECTOR S...
Unknown 0.70% 0.61% #29 7
Prev: #36
0.8 113 0.2%
P
S
67,084 $11,551,216 2015 Q3 13F Filing 2026-03-31 2026-04-16
LGLV
SPDR SERIES TRU...
ETF 0.67% 0.83% #30 4
Prev: #26
0.3 -19,117 -23.9%
P
S
61,023 $11,129,985 2024 Q1 13F Filing 2026-03-31 2026-04-16
VTV
VANGUARD INDEX ...
ETF 0.66% 0.84% #31 6
Prev: #25
0.3 -20,843 -27.9%
P
S
53,757 $10,910,012 2013 Q4 13F Filing 2026-03-31 2026-04-16
HOLA
J P MORGAN EXCH...
Bond/Debt 0.60% 0.66% #32 3
Prev: #35
0.7 -28,333 -13.2%
P
S
185,779 $10,019,062 2025 Q3 13F Filing 2026-03-31 2026-04-16
CGBL
CAPITAL GROUP C...
Unknown 0.60% 0.48% #33 8
Prev: #41
2.2 46,387 20.0%
P
S
278,522 $9,971,088 2023 Q4 13F Filing 2026-03-31 2026-04-16
XLP
SELECT SECTOR S...
Unknown 0.59% 0.31% #34 29
Prev: #63
3.2 49,090 71.8%
P
S
117,508 $9,806,043 2013 Q4 13F Filing 2026-03-31 2026-04-16
JMUB
J P MORGAN EXCH...
ETF 0.58% 0.48% #35 7
Prev: #42
2.2 30,843 19.3%
P
S
190,822 $9,611,704 2025 Q2 13F Filing 2026-03-31 2026-04-16
MUB
ISHARES TR
ETF 0.55% 0.45% #36 11
Prev: #47
2.2 13,632 19.0%
P
S
85,564 $9,155,376 2013 Q4 13F Filing 2026-03-31 2026-04-16
VTI
VANGUARD INDEX ...
ETF 0.55% 0.53% #37 1
Prev: #38
0.7 202 0.7%
P
S
27,183 $9,118,461 2018 Q3 13F Filing 2026-03-31 2026-04-16
JPIE
J P MORGAN EXCH...
ETF 0.53% 0.47% #38 5
Prev: #43
2.2 16,893 9.8%
P
S
189,908 $8,752,860 2025 Q3 13F Filing 2026-03-31 2026-04-16
CGUS
CAPITAL GROUP C...
Unknown 0.53% 0.42% #39 11
Prev: #50
2.7 36,702 20.5%
P
S
215,805 $8,746,577 2022 Q2 13F Filing 2026-03-31 2026-04-16
XLF
SELECT SECTOR S...
Unknown 0.51% 0.88% #40 17
Prev: #23
0.2 -108,239 -39.5%
P
S
165,774 $8,509,202 2017 Q1 13F Filing 2026-03-31 2026-04-16
AVGO
BROADCOM INC
Technology 0.49% 0.51% #41 2
Prev: #39
0.7 -2,384 -9.5%
P
S
22,821 $8,099,297 2020 Q2 13F Filing 2026-03-31 2026-04-16
XLY
SELECT SECTOR S...
Unknown 0.49% 0.47% #42 2
Prev: #44
2.2 5,588 8.4%
P
S
71,840 $8,099,242 2015 Q1 13F Filing 2026-03-31 2026-04-16
GOOGL
ALPHABET INC
Communication Services 0.48% 0.49% #43 3
Prev: #40
0.7 -1,294 -4.9%
P
S
25,211 $8,029,550 2021 Q2 13F Filing 2026-03-31 2026-04-16
XLU
SELECT SECTOR S...
Unknown 0.48% 0.19% #44 50
Prev: #94
3.2 91,638 119.1%
P
S
168,563 $7,947,745 2019 Q2 13F Filing 2026-03-31 2026-04-16
XLC
SELECT SECTOR S...
ETF 0.48% 0.89% #45 23
Prev: #22
0.2 -59,723 -46.4%
P
S
69,072 $7,892,857 2021 Q2 13F Filing 2026-03-31 2026-04-16
LVHI
LEGG MASON ETF ...
Bond/Debt 0.45% 0.02% #46 451
Prev: #497
3.2 174,585 2373.7%
P
S
181,940 $7,499,567 2025 Q1 13F Filing 2026-03-31 2026-04-16
USFR
WISDOMTREE TR
ETF 0.44% 0.36% #47 10
Prev: #57
2.2 23,145 19.1%
P
S
144,075 $7,257,058 2022 Q2 13F Filing 2026-03-31 2026-04-16
XOM
EXXON MOBIL COR...
Energy 0.42% 0.41% #48 3
Prev: #51
0.2 -12,572 -21.8%
P
S
45,119 $6,995,250 2018 Q3 13F Filing 2026-03-31 2026-04-16
SPEM
SPDR INDEX SHS ...
ETF 0.42% 0.37% #49 6
Prev: #55
0.7 5,622 4.2%
P
S
140,501 $6,885,934 2018 Q1 13F Filing 2026-03-31 2026-04-16
META
META PLATFORMS ...
Communication Services 0.41% 0.47% #50 5
Prev: #45
0.7 -1,061 -8.9%
P
S
10,914 $6,858,417 2019 Q3 13F Filing 2026-03-31 2026-04-16
Showing 1-50 of 603 holdings

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