2026 Q1 Portfolio Activity
In 2026 Q1, Warberg Asset Management LLC maintained a portfolio of 254 distinct positions. The most significant new addition was CORNERSTONE STRATEGIC INVEST, now representing 1.27% of the total fund value. They heavily accumulated shares in STATE STR SPDR S&P 500 ETF T, increasing the position by 1711.0%. The fund also reduced its exposure to SPDR S&P 500 ETF TR by 98.0%.
Position History
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Total Positions
254
Quarter
2026 Q1
Top Holding
N/A (33.6%)
Top 10 Concentration
72.8%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 254
Warberg Asset Management LLC Full Holdings List — 2026 Q1
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
N/A
PUT
STATE STR SPDR ...
|
|
PUT Option | 33.62% | 51.93% |
#1
Prev: #1
|
6.0 |
—
|
-323,000 | -51.0% |
P
S
|
310,000 | $201,605,400 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
LUMENTUM HLDGS ...
|
|
Bond/Debt | 11.42% | 1.05% |
#2
12
Prev: #14
|
8.5 |
—
|
7,340,000 | 311.0% |
P
S
|
9,700,000 | $68,506,910 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
SEAGATE HDD CAY...
|
|
Bond/Debt | 6.00% | 2.54% |
#3
4
Prev: #7
|
5.9 |
—
|
1,308,000 | 20.8% |
P
S
|
7,592,000 | $35,998,922 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
CNX RES CORP
|
|
Bond/Debt | 5.74% | 2.75% |
#4
2
Prev: #6
|
5.3 |
—
|
3,497,000 | 43.8% |
P
S
|
11,473,000 | $34,424,204 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
OXY/WS
OCCIDENTAL PETE...
|
Unknown | 3.49% | 0.38% |
#5
23
Prev: #28
|
4.9 |
—
|
321,591 | 195.0% |
P
S
|
486,509 | $20,899,073 | 2021 Q4 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
N/A
MICROCHIP TECHN...
|
|
Bond/Debt | 3.41% | 2.40% |
#6
2
Prev: #8
|
2.4 |
—
|
no change | no change |
P
S
|
11,106,000 | $20,435,040 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
PUT
INVESCO QQQ TR
|
|
PUT Option | 3.37% | 3.33% |
#7
4
Prev: #3
|
1.3 |
—
|
-10,000 | -22.2% |
P
S
|
35,000 | $20,201,300 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
LIVE NATION ENT...
|
|
Bond/Debt | 2.71% | 1.86% |
#8
1
Prev: #9
|
1.6 |
—
|
41,000 | 0.4% |
P
S
|
10,658,000 | $16,223,469 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
WISDOMTREE INC
|
|
Bond/Debt | 1.70% | 0.70% |
#9
11
Prev: #20
|
3.7 |
—
|
2,695,000 | 53.7% |
P
S
|
7,712,000 | $10,188,172 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
VENTAS RLTY LTD...
|
|
Bond/Debt | 1.35% | 1.74% |
#10
Prev: #10
|
0.5 |
—
|
-4,854,000 | -47.4% |
P
S
|
5,389,000 | $8,070,927 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
LCI INDS
|
|
Bond/Debt | 1.31% | — |
#11
Prev: #—
|
4.0 |
—
|
6,500,000 | — |
NEW
|
6,500,000 | $7,852,105 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
HALOZYME THERAP...
|
|
Bond/Debt | 1.29% | 1.28% |
#12
Prev: #12
|
0.5 |
—
|
-2,000,000 | -25.0% |
P
S
|
6,000,000 | $7,717,481 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
CLM
CORNERSTONE STR...
|
Financial Services | 1.27% | — |
#13
Prev: #—
|
4.0 |
—
|
1,041,935 | — |
NEW
|
1,041,935 | $7,585,290 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
N/A
TXNM ENERGY INC
|
|
Bond/Debt | 1.11% | — |
#14
Prev: #—
|
3.9 |
—
|
5,000,000 | — |
NEW
|
5,000,000 | $6,675,000 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
ALNYLAM PHARMAC...
|
|
Bond/Debt | 1.07% | 0.89% |
#15
Prev: #15
|
1.4 |
—
|
no change | no change |
P
S
|
5,002,000 | $6,421,568 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
ASTRONICS CORP
|
|
Bond/Debt | 0.87% | 0.21% |
#16
24
Prev: #40
|
3.3 |
—
|
1,010,000 | 149.6% |
P
S
|
1,685,000 | $5,198,731 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
CALL
EXXON MOBIL COR...
|
|
CALL Option | 0.85% | — |
#17
Prev: #—
|
3.8 |
—
|
30,000 | — |
NEW
|
30,000 | $5,089,800 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
PUT
UNITED STS OIL ...
|
|
PUT Option | 0.83% | — |
#18
Prev: #—
|
3.8 |
—
|
39,000 | — |
NEW
|
39,000 | $4,962,750 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
SNOWFLAKE INC
|
|
Bond/Debt | 0.82% | — |
#19
Prev: #—
|
3.8 |
—
|
4,000,000 | — |
NEW
|
4,000,000 | $4,889,499 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
PUT
ISHARES TR
|
|
PUT Option | 0.72% | 0.52% |
#20
4
Prev: #24
|
1.3 |
—
|
no change | no change |
P
S
|
50,000 | $4,334,500 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
PUT
NVIDIA CORPORAT...
|
|
PUT Option | 0.64% | 0.31% |
#21
11
Prev: #32
|
3.3 |
—
|
8,000 | 57.1% |
P
S
|
22,000 | $3,836,800 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
CENTERPOINT ENE...
|
|
Bond/Debt | 0.59% | 0.40% |
#22
5
Prev: #27
|
1.2 |
—
|
no change | no change |
P
S
|
3,000,000 | $3,556,425 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
WISDOMTREE INC
|
|
Bond/Debt | 0.56% | 0.36% |
#23
7
Prev: #30
|
1.2 |
—
|
no change | no change |
P
S
|
2,500,000 | $3,337,500 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
AKAMAI TECHNOLO...
|
|
Bond/Debt | 0.48% | — |
#24
Prev: #—
|
3.7 |
—
|
2,500,000 | — |
NEW
|
2,500,000 | $2,857,703 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
ALB/PRA
ALBEMARLE CORP
|
Unknown | 0.46% | 0.09% |
#25
49
Prev: #74
|
3.2 |
—
|
26,466 | 219.9% |
P
S
|
38,500 | $2,766,225 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
FOUR/PRA
SHIFT4 PMTS INC
|
Preferred | 0.45% | — |
#26
Prev: #—
|
3.7 |
—
|
49,991 | — |
NEW
|
49,991 | $2,721,260 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
N/A
PUT
CANTALOUPE INC
|
|
PUT Option | 0.43% | 0.29% |
#27
9
Prev: #36
|
0.7 |
—
|
10,600 | 4.7% |
P
S
|
236,400 | $2,555,484 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
UBER TECHNOLOGI...
|
|
Bond/Debt | 0.39% | 0.30% |
#28
6
Prev: #34
|
0.7 |
—
|
50,000 | 2.6% |
P
S
|
1,953,000 | $2,352,589 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
CORZW
CORE SCIENTIFIC...
|
Unknown | 0.39% | 0.23% |
#29
10
Prev: #39
|
2.7 |
—
|
46,000 | 20.7% |
P
S
|
267,900 | $2,341,446 | 2024 Q2 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
EPR/PRC
EPR PPTYS
|
Preferred | 0.38% | 0.26% |
#30
7
Prev: #37
|
0.7 |
—
|
2,779 | 2.9% |
P
S
|
99,923 | $2,259,259 | 2023 Q2 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
N/A
IRHYTHM HOLDING...
|
|
Bond/Debt | 0.37% | — |
#31
Prev: #—
|
3.6 |
—
|
2,000,000 | — |
NEW
|
2,000,000 | $2,194,979 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
POST HLDGS INC
|
|
Bond/Debt | 0.36% | 1.15% |
#32
19
Prev: #13
|
0.1 |
—
|
-6,888,000 | -77.5% |
P
S
|
2,000,000 | $2,169,217 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
WORKIVA INC
|
|
Bond/Debt | 0.35% | 0.70% |
#33
14
Prev: #19
|
0.1 |
—
|
-2,884,000 | -57.6% |
P
S
|
2,121,000 | $2,111,721 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
STXS
STEREOTAXIS INC
|
Healthcare | 0.34% | 0.31% |
#34
1
Prev: #33
|
0.6 |
—
|
-13,534 | -1.2% |
P
S
|
1,094,123 | $2,013,186 | 2022 Q3 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
BAC/PRL
BANK AMERICA CO...
|
Preferred | 0.30% | 0.13% |
#35
16
Prev: #51
|
3.1 |
—
|
627 | 71.8% |
P
S
|
1,500 | $1,787,340 | 2025 Q2 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
XLE
SELECT SECTOR S...
|
Unknown | 0.30% | — |
#36
Prev: #—
|
3.6 |
—
|
28,903 | — |
NEW
|
28,903 | $1,769,875 | 2022 Q3 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
N/A
CALL
STRATEGY INC
|
|
CALL Option | 0.29% | — |
#37
Prev: #—
|
3.6 |
—
|
14,000 | — |
NEW
|
14,000 | $1,747,200 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
QQQ
INVESCO QQQ TR
|
ETF | 0.29% | — |
#38
Prev: #—
|
3.6 |
—
|
3,000 | — |
NEW
|
3,000 | $1,731,540 | 2020 Q4 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
SGOV
ISHARES TR
|
Bond/Debt | 0.28% | — |
#39
Prev: #—
|
3.6 |
—
|
16,928 | — |
NEW
|
16,928 | $1,703,972 | 2024 Q3 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
N/A
EVERGY INC
|
|
Bond/Debt | 0.26% | 0.10% |
#40
24
Prev: #64
|
3.1 |
—
|
508,000 | 76.9% |
P
S
|
1,169,000 | $1,578,808 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
FG IMPERII ACQU...
|
|
Unknown | 0.26% | — |
#41
Prev: #—
|
3.6 |
—
|
154,908 | — |
NEW
|
154,908 | $1,530,491 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
NE/WS/A
NOBLE CORP PLC
|
Unknown | 0.25% | 0.05% |
#42
43
Prev: #85
|
2.1 |
—
|
3,183 | 5.9% |
P
S
|
56,999 | $1,499,074 | 2023 Q2 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
EPR/PRE
EPR PPTYS
|
Preferred | 0.25% | 0.20% |
#43
1
Prev: #42
|
0.6 |
—
|
-6,157 | -11.1% |
P
S
|
49,292 | $1,497,491 | 2025 Q2 | 13F Filing | 2026-03-31 | 2026-05-07 | |||
|
N/A
PUT
SELECT SECTOR S...
|
|
PUT Option | 0.25% | 0.13% |
#44
6
Prev: #50
|
3.1 |
—
|
10,000 | 50.0% |
P
S
|
30,000 | $1,481,100 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
XSOLLA SPAC 1
|
|
Unknown | 0.23% | — |
#45
Prev: #—
|
3.6 |
—
|
143,000 | — |
NEW
|
143,000 | $1,405,690 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
CALL
OCCIDENTAL PETE...
|
|
CALL Option | 0.22% | — |
#46
Prev: #—
|
3.6 |
—
|
20,000 | — |
NEW
|
20,000 | $1,300,000 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
PUT
STARBUCKS CORP
|
|
PUT Option | 0.21% | — |
#47
Prev: #—
|
3.6 |
—
|
14,000 | — |
NEW
|
14,000 | $1,254,260 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
VENDOME ACQUISI...
|
|
Unknown | 0.20% | 0.17% |
#48
3
Prev: #45
|
0.6 |
—
|
-19,517 | -14.1% |
P
S
|
118,983 | $1,202,918 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
PUT
PALANTIR TECHNO...
|
|
PUT Option | 0.20% | 0.62% |
#49
27
Prev: #22
|
0.1 |
—
|
-21,000 | -72.4% |
P
S
|
8,000 | $1,170,240 | — | 13F Filing | 2026-03-31 | 2026-05-07 | ||
|
N/A
PUT
CARVANA CO
|
|
PUT Option | 0.19% | 0.46% |
#50
25
Prev: #25
|
0.1 |
—
|
-5,400 | -60.0% |
P
S
|
3,600 | $1,131,768 | — | 13F Filing | 2026-03-31 | 2026-05-07 |
Showing 1-50 of 254 holdings