PRINCIPAL SECURITIES, INC. — 13F Holdings

2026 Q1  ·  1486 Positions

2026 Q1 Portfolio Activity

In 2026 Q1, PRINCIPAL SECURITIES, INC. maintained a portfolio of 1486 distinct positions. The most significant new addition was GOLDMAN SACHS ETF TR, now representing 0.19% of the total fund value. They heavily accumulated shares in PRINCIPAL EXCHANGE TRADED FD, increasing the position by 64.0%.
Position History hover any row below to update
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PRINCIPAL SECURITIES, INC. Des Moines, IA Broker-Dealer / Asset Manager AUM $6,771M
PCA Score Concentration Risk
Risk ENB
Total Positions
1486
Quarter
2026 Q1
Top Holding
USMC (4.5%)
Top 10 Concentration
21.9%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 1486

PRINCIPAL SECURITIES, INC. Full Holdings List — 2026 Q1

Stock History Sector / Type Port % Prev % Rank / Prev Conviction Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
USMC
PRINCIPAL EXCHA...
ETF 4.47% 4.72% #1
Prev: #1
5.8 266,347 6.0%
P
S
4,736,954 $304,643,314
$51.53 +25.1%
$64.17 +0.5%
2023 Q4 13F Filing 2026-03-31 2026-05-13
IVV
ISHARES TR
ETF 2.97% 3.12% #2
Prev: #2
3.2 14,344 4.9%
P
S
309,596 $202,231,141
$557.89 +18.1%
$653.21 +0.9%
2023 Q4 13F Filing 2026-03-31 2026-05-13
PSC
PRINCIPAL EXCHA...
ETF 2.13% 2.07% #3 2
Prev: #5
3.9 216,897 9.4%
P
S
2,536,322 $145,392,994 2023 Q4 13F Filing 2026-03-31 2026-05-13
PIEQ
PRINCIPAL EXCHA...
Bond/Debt 2.06% 1.89% #4 2
Prev: #6
3.3 417,272 11.2%
P
S
4,141,800 $140,655,519 2024 Q4 13F Filing 2026-03-31 2026-05-13
LCAP
PRINCIPAL EXCHA...
Unknown 2.05% 1.34% #5 5
Prev: #10
4.3 1,879,888 64.0%
P
S
4,819,169 $139,707,716 2025 Q2 13F Filing 2026-03-31 2026-05-13
BCHP
PRINCIPAL EXCHA...
Unknown 2.04% 2.25% #6 3
Prev: #3
2.8 368,401 9.5%
P
S
4,254,860 $139,219,022 2023 Q4 13F Filing 2026-03-31 2026-05-13
AGG
ISHARES TR
ETF 1.98% 2.14% #7 3
Prev: #4
1.3 -30,609 -2.2%
P
S
1,357,568 $134,765,773 2023 Q4 13F Filing 2026-03-31 2026-05-13
GSUS
GOLDMAN SACHS E...
ETF 1.52% 1.72% #8 1
Prev: #7
1.1 -22,865 -1.9%
P
S
1,157,612 $103,710,436 2023 Q4 13F Filing 2026-03-31 2026-05-13
IG
PRINCIPAL EXCHA...
ETF 1.47% 1.34% #9
Prev: #9
2.6 695,053 16.7%
P
S
4,852,973 $100,160,448 2023 Q4 13F Filing 2026-03-31 2026-05-13
NVDA
NVIDIA CORPORAT...
Technology 1.23% 1.23% #10 1
Prev: #11
2.5 54,295 12.7%
P
S
480,360 $83,774,765 2023 Q4 13F Filing 2026-03-31 2026-05-13
MSFT
MICROSOFT CORP
Technology 1.22% 1.51% #11 3
Prev: #8
2.5 21,525 10.6%
P
S
223,933 $82,893,262 2023 Q4 13F Filing 2026-03-31 2026-05-13
AAPL
APPLE INC
Technology 1.17% 1.22% #12
Prev: #12
2.5 25,170 8.7%
P
S
314,960 $79,933,718 2023 Q4 13F Filing 2026-03-31 2026-05-13
PY
PRINCIPAL EXCHA...
ETF 1.08% 0.93% #13 4
Prev: #17
2.9 270,781 23.4%
P
S
1,428,413 $73,548,635 2023 Q4 13F Filing 2026-03-31 2026-05-13
IUSV
ISHARES TR
ETF 1.05% 0.99% #14 2
Prev: #16
2.4 74,434 11.9%
P
S
702,083 $71,787,960 2023 Q4 13F Filing 2026-03-31 2026-05-13
AMZN
AMAZON COM INC
Consumer Cyclical 1.04% 1.15% #15 2
Prev: #13
0.9 15,507 4.8%
P
S
338,859 $70,574,151 2023 Q4 13F Filing 2026-03-31 2026-05-13
SPLG
SPDR SERIES TRU...
ETF 0.97% 1.03% #16 1
Prev: #15
0.9 32,742 3.9%
P
S
866,610 $66,330,357 2023 Q4 13F Filing 2026-03-31 2026-05-13
IWB
ISHARES TR
ETF 0.95% 1.04% #17 3
Prev: #14
0.9 2,651 1.5%
P
S
182,403 $65,037,641 2023 Q4 13F Filing 2026-03-31 2026-05-13
YLD
PRINCIPAL EXCHA...
ETF 0.93% 0.84% #18 3
Prev: #21
2.4 464,300 16.2%
P
S
3,336,359 $63,257,368 2023 Q4 13F Filing 2026-03-31 2026-05-13
GCOR
GOLDMAN SACHS E...
ETF 0.88% 0.84% #19
Prev: #19
2.4 127,909 9.7%
P
S
1,445,620 $59,733,031 2023 Q4 13F Filing 2026-03-31 2026-05-13
IEFA
ISHARES TR
ETF 0.85% 0.72% #20 6
Prev: #26
2.8 119,490 23.0%
P
S
638,337 $57,788,620 2023 Q4 13F Filing 2026-03-31 2026-05-13
IEMG
ISHARES INC
ETF 0.82% 0.84% #21 1
Prev: #20
0.8 -10,241 -1.3%
P
S
803,495 $56,043,802 2023 Q4 13F Filing 2026-03-31 2026-05-13
GOOGL
ALPHABET INC
Communication Services 0.82% 0.93% #22 4
Prev: #18
0.8 2,243 1.2%
P
S
194,773 $56,008,968 2023 Q4 13F Filing 2026-03-31 2026-05-13
APUE
TRUST FOR PROFE...
Unknown 0.80% 0.84% #23 1
Prev: #22
2.3 67,089 5.2%
P
S
1,368,975 $54,868,514 2023 Q4 13F Filing 2026-03-31 2026-05-13
VTI
VANGUARD INDEX ...
ETF 0.80% 0.82% #24
Prev: #24
2.3 12,463 7.9%
P
S
170,307 $54,636,057 2023 Q4 13F Filing 2026-03-31 2026-05-13
SCHP
SCHWAB STRATEGI...
ETF 0.76% 0.65% #25 5
Prev: #30
2.8 366,612 23.2%
P
S
1,949,070 $51,864,745 2023 Q4 13F Filing 2026-03-31 2026-05-13
IJR
ISHARES TR
ETF 0.72% 0.67% #26 3
Prev: #29
2.3 35,379 9.8%
P
S
396,724 $49,316,809 2023 Q4 13F Filing 2026-03-31 2026-05-13
IVW
ISHARES TR
Warrant 0.70% 0.83% #27 4
Prev: #23
0.8 -12,598 -2.9%
P
S
422,113 $47,745,213 2023 Q4 13F Filing 2026-03-31 2026-05-13
FTEC
FIDELITY COVING...
ETF 0.65% 0.52% #28 9
Prev: #37
2.8 63,882 42.9%
P
S
212,930 $44,299,988 2023 Q4 13F Filing 2026-03-31 2026-05-13
GSIE
GOLDMAN SACHS E...
Bond/Debt 0.64% 0.63% #29 3
Prev: #32
2.3 60,997 6.4%
P
S
1,006,889 $43,427,111 2023 Q4 13F Filing 2026-03-31 2026-05-13
SCHG
SCHWAB STRATEGI...
ETF 0.63% 0.68% #30 2
Prev: #28
2.3 115,579 8.5%
P
S
1,474,680 $42,957,429 2023 Q4 13F Filing 2026-03-31 2026-05-13
IDEV
ISHARES TR
Bond/Debt 0.61% 0.64% #31
Prev: #31
0.7 -10,060 -2.0%
P
S
496,389 $41,483,221 2023 Q4 13F Filing 2026-03-31 2026-05-13
META
META PLATFORMS ...
Communication Services 0.60% 0.69% #32 5
Prev: #27
2.2 3,931 5.8%
P
S
71,947 $41,163,050 2023 Q4 13F Filing 2026-03-31 2026-05-13
IUSG
ISHARES TR
Warrant 0.58% 0.80% #33 8
Prev: #25
0.7 -52,654 -17.2%
P
S
254,203 $39,429,406 2023 Q4 13F Filing 2026-03-31 2026-05-13
AVGO
BROADCOM INC
Technology 0.57% 0.61% #34 1
Prev: #33
2.2 12,847 11.3%
P
S
126,181 $39,054,294 2023 Q4 13F Filing 2026-03-31 2026-05-13
GOOG
ALPHABET INC
Communication Services 0.55% 0.59% #35 1
Prev: #34
2.2 8,238 6.7%
P
S
130,477 $37,428,663 2023 Q4 13F Filing 2026-03-31 2026-05-13
IXUS
ISHARES TR
ETF 0.54% 0.56% #36 1
Prev: #35
0.7 -301 -0.1%
P
S
425,599 $36,873,864 2023 Q4 13F Filing 2026-03-31 2026-05-13
MBB
ISHARES TR
ETF 0.52% 0.41% #37 9
Prev: #46
2.7 91,372 32.7%
P
S
370,956 $35,222,275 2023 Q4 13F Filing 2026-03-31 2026-05-13
GSLC
GOLDMAN SACHS E...
ETF 0.51% 0.52% #38 2
Prev: #36
2.2 23,376 9.2%
P
S
278,631 $34,865,087 2023 Q4 13F Filing 2026-03-31 2026-05-13
VEA
VANGUARD TAX-MA...
ETF 0.47% 0.47% #39
Prev: #39
0.7 12,908 2.7%
P
S
498,917 $31,970,583 2023 Q4 13F Filing 2026-03-31 2026-05-13
JPM
JPMORGAN CHASE ...
Financial Services 0.44% 0.48% #40 2
Prev: #38
2.2 5,662 5.8%
P
S
102,594 $30,178,866 2023 Q4 13F Filing 2026-03-31 2026-05-13
BND
VANGUARD BD IND...
ETF 0.44% 0.46% #41 1
Prev: #42
0.7 9,381 2.4%
P
S
407,882 $30,036,407 2023 Q4 13F Filing 2026-03-31 2026-05-13
GOVT
ISHARES TR
ETF 0.44% 0.28% #42 22
Prev: #64
3.2 527,247 68.0%
P
S
1,303,146 $29,855,072 2023 Q4 13F Filing 2026-03-31 2026-05-13
VTV
VANGUARD INDEX ...
ETF 0.42% 0.44% #43
Prev: #43
0.7 -3,289 -2.2%
P
S
147,560 $28,951,204 2023 Q4 13F Filing 2026-03-31 2026-05-13
IUSB
ISHARES TR
ETF 0.42% 0.39% #44 4
Prev: #48
2.2 70,971 13.1%
P
S
614,297 $28,374,369 2023 Q4 13F Filing 2026-03-31 2026-05-13
IVE
ISHARES TR
ETF 0.40% 0.46% #45 4
Prev: #41
0.7 -14,079 -9.9%
P
S
127,933 $27,013,175 2023 Q4 13F Filing 2026-03-31 2026-05-13
QQQ
INVESCO QQQ TR
ETF 0.40% 0.42% #46 1
Prev: #45
2.2 2,238 5.0%
P
S
46,772 $26,995,682 2023 Q4 13F Filing 2026-03-31 2026-05-13
BRK/B
BERKSHIRE HATHA...
Financial Services 0.38% 0.38% #47 3
Prev: #50
2.2 4,355 8.9%
P
S
53,557 $25,664,391 2023 Q4 13F Filing 2026-03-31 2026-05-13
DYNF
BLACKROCK ETF T...
ETF 0.37% 0.38% #48 1
Prev: #49
0.6 19,072 4.7%
P
S
427,852 $24,892,396 2024 Q1 13F Filing 2026-03-31 2026-05-13
APIE
TRUST FOR PROFE...
Unknown 0.36% 0.37% #49 3
Prev: #52
0.6 27,202 4.1%
P
S
694,896 $24,495,088 2023 Q4 13F Filing 2026-03-31 2026-05-13
V
VISA INC
Financial Services 0.36% 0.41% #50 3
Prev: #47
2.1 5,450 7.3%
P
S
80,335 $24,280,680 2023 Q4 13F Filing 2026-03-31 2026-05-13
Showing 1-50 of 1486 holdings

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